Thomas Edward Markham

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → 06/2024
  Securities America, Inc.
  Portland, OR
• 01/2005 → 06/2024
  Securities America Advisors, Inc.
  Portland, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Portland, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Portland, OR

Previous Registrations

• 2005-01-10 → 2024-06-14
  Securities America Advisors, Inc.
  Portland, OR

Other Businesses

ADVISORY POSITION: owner NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 08/1991 - LOCATED AT 9300 S.W. CAMILLE TERRACE, PORTLAND, OR 97223 INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/1991 ADDRESS: 9300 sw camille terr, portland OR 97223, United States DESCRIPTION: investment advice

Exams

• S66 Uniform Combined State Law Examination
  2004-11-30
• S63 Uniform Securities Agent State Law Examination
  1992-07-08