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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-04 |
| MD | RA | APPROVED | 2024-09-23 |
Branch Locations
307 International Circle, Hunt Valley, MD 21031 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Quarry Lake | MD | 04/2009 | 06/2022 |
| City National Bank | Baltimore | MD | 06/2017 | 06/2022 |
| Nbc Securities, Inc. | Birmingham | AL | 06/2022 | 09/2024 |
| Ubs Financial Services Inc. | Hunt Valley | MD | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-04 |
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