Zachary David Herring

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 02/2017
  Ua Wealth
  New York, NY
• 06/2011 → 02/2017
  Securities America Inc.
  Lavista, NE
• 02/2017 → 09/2017
  M&T Securities, Inc.
  Lagrange, NY
• 09/2017 → 07/2022
  Wells Fargo Clearing Services Llc
  New City, NY
• 07/2022 → 04/2026
  Wells Fargo Advisors Financial Network, Llc
  Poughkeepsie, NY
• 04/2026 → Present
  Arax Advisory Partners
  Poughkeepsie, NY

Previous Registrations

• 2022-07-07 → 2026-05-20
  Wells Fargo Advisors Financial Network, Llc
  Poughkeepsie, NY
• 2017-09-20 → 2022-07-07
  Wells Fargo Clearing Services, Llc
  New City, NY
  Poughkeepsie, NY
• 2017-03-07 → 2017-09-11
  M&T Securities, Inc.
  Lagrangeville, NY
  Hopewell Junction, NY
  Wappingers Falls, NY
  Fishkill, NY
  Dover Plains, NY
• 2016-11-16 → 2017-03-08
  United Advisors
  New York, NY
• 2010-03-03 → 2011-03-09
  Morgan Stanley
  Saratoga Springs, NY
  Pittsfield, MA
  Purchase, NY

Other Businesses

Estate, investment related, Poughkeepsie, NY, Executor, Start Date 01/01/2050, one hour per month, none during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Zachary D Herring