Zachary David Herring

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-05-07

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ua Wealth	New York	NY	03/2011	02/2017
Securities America Inc.	Lavista	NE	06/2011	02/2017
M&T Securities, Inc.	Lagrange	NY	02/2017	09/2017
Wells Fargo Clearing Services Llc	New City	NY	09/2017	07/2022
Wells Fargo Advisors Financial Network, Llc	Poughkeepsie	NY	07/2022	04/2026
Arax Advisory Partners	Poughkeepsie	NY	04/2026	Present

03/2011 → 02/2017

Ua Wealth

New York, NY
06/2011 → 02/2017

Securities America Inc.

Lavista, NE
02/2017 → 09/2017

M&T Securities, Inc.

Lagrange, NY
09/2017 → 07/2022

Wells Fargo Clearing Services Llc

New City, NY
07/2022 → 04/2026

Wells Fargo Advisors Financial Network, Llc

Poughkeepsie, NY
04/2026 → Present

Arax Advisory Partners

Poughkeepsie, NY

2022-07-07 → 2026-05-20

Wells Fargo Advisors Financial Network, Llc

Poughkeepsie, NY
2017-09-20 → 2022-07-07

Wells Fargo Clearing Services, Llc

New City, NY

Poughkeepsie, NY
2017-03-07 → 2017-09-11

M&T Securities, Inc.

Lagrangeville, NY

Hopewell Junction, NY

Wappingers Falls, NY

Fishkill, NY

Dover Plains, NY
2016-11-16 → 2017-03-08

United Advisors

New York, NY
2010-03-03 → 2011-03-09

Morgan Stanley

Saratoga Springs, NY

Pittsfield, MA

Purchase, NY

Estate, investment related, Poughkeepsie, NY, Executor, Start Date 01/01/2050, one hour per month, none during securities trading hours.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-02-26