Garrett Oczachowski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → 04/2024
  Wm Financial Services, Inc.
  Torrance, CA
• 10/2012 → 04/2024
  J.P. Morgan Securities Llc
  Santa Monica, CA
• 04/2024 → Present
  Lol Financial Llc
  Santa Monica, CA

Previous Registrations

• 2012-10-01 → 2024-04-27
  J.P. Morgan Securities Llc
  Los Angeles, CA
  Pacific Palisades, CA
  Santa Monica, CA
  Santa Monica, CA
  Santa Monica, CA
  Redondo Beach, CA
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Torrance, CA
  Torrance, CA
  Santa Monica, CA
  Santa Monica, CA
  Santa Monica, CA
  Santa Monica, CA
  Pacific Palisades, CA
  Los Angeles, CA
• 2006-09-05 → 2009-05-02
  Wamu Investments, Inc.
  Long Beach, CA
  Torrance, CA
  Torrance, CA
  Torance, CA
• 2001-10-01 → 2002-09-24
  Ameriprise Financial Services, Llc
  Woodland Hills, CA

Other Businesses

1- 03/2024 / Noble Traditions wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hr mnth / 8 hrs during trading 2- 01/28/2025- Cavalier Associates- INV Related- At Reported Business Location(s)- Start date 01/25/2025- 5 Hours Per Month 3- 12/02/2025 - Noble Traditions Wealth Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business location(s) - Start Date 11/19/2025 - 160 hours per month/ 8 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  1999-01-15

Designations

• Certified Financial Planner

Other Names

• Garrett Wayne Oczachowski