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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-02
TX RA APPROVED_RES 2025-01-02
  • NC RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2025-01-02

Branch Locations

Sunset Beach, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mpay Inc. Charlotte NC 07/2014 Present
Intercarolina Financial Services, Inc. Greensboro NC 06/2015 01/2025
Cambridge Investment Research, Inc. Fairfield IA 01/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
Previous Registrations
Other Businesses

1) MPAY INC., 19701 Bethel Church Road Suite 103, Cornelius NC 28031, 01/2025, W2 Employee, Retirement Plan Services Sales, INV REL, 160 HR/MO, 30 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/02/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-08
S63 Uniform Securities Agent State Law Examination 1985-01-24
  • S66 Uniform Combined State Law Examination
    2010-03-08
  • S63 Uniform Securities Agent State Law Examination
    1985-01-24

View on SEC IAPD

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