Steven Stanley Posluszny

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-01-04
NJ	RA	APPROVED	2002-06-03

TX RA
APPROVED_RES

Since 2006-01-04
NJ RA
APPROVED

Since 2002-06-03

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

New Milford, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	03/1993	Present

03/1993 → Present

Ubs Financial Services Inc.

Paramus, NJ

Other Businesses

Stanley F. Posluszny Irrevocable Trust I807 Asbury StreetNew Milford, NJ 07646-2143 / 1115 SW 22nd Ave., Apt 333 Delray Beach,FL 33445 / Trust/ Other Irrevocable Trust for my father / Trustee / Trustee / / trustee / Start Date 1/9/08 / 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-04
S63	Uniform Securities Agent State Law Examination	1983-11-02

S65 Uniform Investment Adviser Law Examination

1995-04-04
S63 Uniform Securities Agent State Law Examination

1983-11-02

Other Names

Steven Stanley Posluszny

View on SEC IAPD