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40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-18 |
| MA | RA | APPROVED | 2019-03-19 |
Branch Locations
Metrowest Law & Financial Center, Llc 77 Main Street, Medway, MA 02053 • United States
40 Fountain Plaza Suite 1300, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiduciary Investment Advisors, Llc | Windsor | CT | 02/2016 | 10/2017 |
| Mma Securities | Boston | MA | 11/2017 | 01/2019 |
| Mma Agency | Boston | MA | 11/2017 | 01/2019 |
| Sandhill Investment Management | Buffalo | NY | 01/2019 | Present |
Ducks Unlimited, Inc. Regional Vice President/Board of Directors, Start Date: 06/2012, Address: One Waterfowl Way, Memphis, TN 38120, Not for Profit Business, Compensation: None, Nature of Activities/Business: Wetlands and waterfowl conservation, Duties: Assist regional fundraising efforts, board duties, Time spent: 300 hrs per year, Time spent during trading hours: 75 hrs per year, Not investment related, No capital raising to fund this business or any other business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-12 |
| S65 | Uniform Investment Adviser Law Examination | 2009-04-13 |
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