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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-14 |
| PA | RA | APPROVED | 2011-02-18 |
Branch Locations
3949 South Atherton Street, State College, PA 16801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | State College | PA | 01/1983 | Present |
| Mml Investors Services, Inc. | State College | PA | 07/1991 | Present |
1)NAME:MARK WASIKONIS, INV REL:Y ADDR:@ RESIDENTIAL ADDRESS ON RECORD NATURE:FIXED ANNUITY, POSITION:SALES START:9/1/2019 NO HR/MO:1 NO HR/MO DUR TRADING;1.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
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