Otho Francis Evans

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Rbc Capital Markets, Llc
  Houston, TX
• 11/2017 → Present
  City National Bank
  Houston, TX

Previous Registrations

• 2002-09-23 → 2002-10-03
  Osaic Fa, Inc.
  Houston, TX

Other Businesses

NAME OF ENTITY: Mirror Lake POA; ADDRESS: 6630 Cypresswood Dr., Suite #100 Spring, TX 77379; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Property Owner's Association (POA); CAPACITY: Officer; START DATE: 02/09/2021; DUTIES: Authorizing the management company to send out letters to homeowners asking them to mow their lawn or trim their shrubs; HOURS DEVOTED PER MONTH: 30 minutes every other month; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams

• S66 Uniform Combined State Law Examination
  2014-08-29
• S63 Uniform Securities Agent State Law Examination
  1983-11-02

Other Names

• Otho Francis Evans