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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-05-03 |
| IN | RA | APPROVED | 2016-04-22 |
Branch Locations
7114 Lakeside Woods Dr, Indianapolis, IN 46278 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Financial Services | Indianapolis | IN | 06/1984 | Present |
| Kestra Advisory Services, Llc | Indianapolis | IN | 04/2016 | Present |
| Kestra Investment Services, Llc | Indianapolis | IN | 11/2014 | Present |
Business Name: Capital Financial Services Investment Related: Yes Address: 7114 Lakeside Woods Drive Indianapolis IN 46278 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 6/1/1984 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and service of employee benefits. Business Name: Wealth Management & Benefit Partners, LLC Investment Related: Yes Address: 7424 Jager Court Cincinnati OH 45230 Nature of Business: Insurance Position, Title or Relationship: Producing agent Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sale of fixed insurance products. Business Name: Larmann Financial Corporation Investment Related: Yes Address: 7424 Jager Court Cincinnati OH 45230 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial advisor Start Date: 9/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: prospecting for new retirement plan business. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Registered Rep and Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 11/11/2014 ADDRESS: 5707 southwest pkwy,, BLDG 2, suite 400, Austin TX 78735 DESCRIPTION: Sales and service of retirement plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-08 |
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