Don P Holt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1985 → 10/2020
  Aim Investment & Tax Sevices, Llc
  Kent, WA
• 11/2001 → 10/2020
  Kms Financial Services, Inc
  Seattle, WA
• 10/2020 → 11/2021
  Principal Life Insurance Company
  Kent, WA
• 10/2020 → 11/2021
  Principal Securities Inc
  Kent, WA
• 12/2002 → Present
  Aim Investment & Tax Services Llc Dba Aim & Associates
  Kent, WA
• 10/1985 → Present
  Aim Tax Group, Llc
  Kent, WA
• 11/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2022 → 09/2024
  Notary Public Commission
  Kent, WA

Previous Registrations

• 2020-10-22 → 2021-11-11
  Principal Securities, Inc.
  Lake Oswego, OR
  Kent, WA
  Kent, WA
• 2001-12-19 → 2020-10-16
  Kms Financial Services, Inc.
  Kent, WA

Other Businesses

1) AIM TAX GROUP, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, ENROLLED AGENT, SR TAX ADVISOR, OWNER, REVIEW/COMPLETE TAX RETURNS, TAX CONSULTING SERVICES, LIMITED POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848, 12H/WEEK, 8H/WEEK DURING TRADING HOURS, SINCE 10/1985 2) AIM INVESTMENT & TAX SERVICES LLC DBA AIM & ASSOCIATES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, FINANCIAL SERVICES, 32H/WEEK, 32H/WEEK DURING TRADING HOURS, SINCE 12/2002

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-27
• S63 Uniform Securities Agent State Law Examination
  1983-06-09

Other Names

• Don Paul Holt