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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-11-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | Present |
THE MARC HOMEOWNERS ASSOCIATION (HOA) NOT INV. RELATED; DALLAS, TX; BOARD MEMBER; HOA 17 UNITE TOWNHOME COMMUNITY; START 8/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES ATTEND MEETINGS AND DISCUSS TOPICS RELATED TO SPECIAL ASSESSMENTS AND OTHER HOA ISSUES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
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