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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-11 |
| TX | RA | APPROVED_RES | 2018-01-18 |
| IA | RA | APPROVED | 2011-01-03 |
Branch Locations
5309 N Brady St, Davenport, IA 52806 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
2626 Hickory Grove Rd, Davenport, IA 52804 • United States
121 W 1St St, Geneseo, IL 61254 • United States
4300 E 53Rd St Ste 1, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Davenport | IA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Davenport | IA | 11/2016 | Present |
IOWA DEMOCRATIC STATE CONVENTION RULES ; NOT INV RELATED;DES MOINES,IA; STATE CONVENTION RULES COMMITTEE MEMBER; START DATE: 05/12/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-21 |
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