Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-07-26 |
| TX | RA | APPROVED_RES | 2023-07-19 |
Branch Locations
2410 Old Ivy Rd, Suite 210, Charlottesville, VA 22903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roanoke | VA | 01/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 11/2016 | 07/2023 |
| Lpl Financial Llc | Charlottesville | VA | 07/2023 | Present |
1) 6/2023- EAGLES RIDGE LLC - Real Estate Rental - Owner of multiple rental properties - Inv. Related - CHARLOTTESVILLE, VA- 1%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-02 |
Reach out to this advisor