Stephen Douglas Zimmerman

Current Employers

Fuhrmann Capital

9511 Angola Ct #200, Indianapolis, IN 46268 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-28
IN	RA	APPROVED	2012-10-16

TX RA
APPROVED_RES

Since 2015-07-28
IN RA
APPROVED

Since 2012-10-16

Branch Locations

Indianapolis, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fuhrmann Capital Llc	Carmel	IN	10/2012	Present

10/2012 → Present

Fuhrmann Capital Llc

Carmel, IN

Previous Registrations

2009-11-03 → 2012-10-04

Wealth Planning & Management, Llc

Indianapolis, IN
1998-05-14 → 2009-04-20

Citigroup Global Markets Inc.

Indianapolis, IN

Indianapolis, IN

Other Businesses

CONSULTING AND APPRAISING. ART RELATED BUSINESS ACTIVITIES. NOT INVESTMENT RELATED. 10 HOURS PER MONTH NOT DURING SECURITIES TRADING HOURS. OWNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-26
S63	Uniform Securities Agent State Law Examination	1983-12-27

S65 Uniform Investment Adviser Law Examination

2009-03-26
S63 Uniform Securities Agent State Law Examination

1983-12-27

View on SEC IAPD