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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

2101 Pat Booker Road Suite 108, Universal City, TX 78148 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Garden Ridge, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 09/1983 Present
First Command Financial Services, Inc Fort Worth TX 11/1983 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 09/1983 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 11/1983 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Rental Property ; Whether the business is investment-related: Not Investment-related ; Address of the other business: ; Nature of the other business: Rental Property ; Your position, title, or relationship with the other business: Spouse owns the rental property ; The start date of your relationship: 1/1/2017 ; The approximate number of hours/month you devote to the other business: <5% ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: We occasionally rent a time share that is in my wife's name. (2) Name of the other business: Viking Financial Services LLC Whether the business is investment-related: Yes Address of the other business: 21226 Stams Cir, Garden Ridge TX 78266 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2023 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: Provide financial services and administrative support to John R Grigsby, Advisor 0914

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-31
S63 Uniform Securities Agent State Law Examination 1983-10-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-31
  • S63 Uniform Securities Agent State Law Examination
    1983-10-14
Designations

View on SEC IAPD

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