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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-05 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Jericho | NY | 10/2014 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*601784 - Gardiners Bay COuntry Club; Investment related: No; Shelter Island, New York; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 0; After business hours: 4; Board of Directors for Golf Club of which I am a member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-25 |
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