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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-18 |
| TX | RA | APPROVED_RES | 2019-01-18 |
Branch Locations
41923 2Nd St Ste 403, Temecula, CA 92590 • United States
Temecula, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Temecula | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Temecula | CA | 11/2016 | 01/2019 |
| Ameriprise Financial Services Inc | Temecula | CA | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Temecula | CA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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