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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2012-10-03 |
| NC | RA | APPROVED | 2012-10-02 |
| MD | RA | APPROVED | 2012-09-27 |
Branch Locations
4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Charlotte | NC | 09/2012 | 01/2024 |
| Janney Montgomery Scott Llc | Charlotte | NC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-21 |
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