David Bruce Mcmillen

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → 05/2024
  Crown Capital Securities, Lp
  Orange, CA
• 05/2024 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 06/2025 → Present
  Federal Benefits Academy,
  Boulder, CO

Previous Registrations

• 2003-01-24 → 2024-05-06
  Crown Capital Securities, L.P.
  Boulder, CO
  Boulder, CO
• 2000-08-25 → 2003-01-21
  Cetera Advisors Llc
  Englewood, CO

Other Businesses

(1) FOUNDATION WEALTH MANAGEMENT, LLC. non-investment related. Start Date 2001. Director. 160 total hrs per month, 120hrs during securities trading hours. (2) FOUNDATION FINANCIAL GROUP, INC. non-investment related. Start date March 25, 1996. 100% Shareholder. Use for tax reporting purposes only. 2 total hrs per month, 1hr during securities trading hours. (3) Federal Benefits Academy, since 6/15/2025, Agent, Educator, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-09-26
• S65 Uniform Investment Adviser Law Examination
  2000-04-19