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Kayla V Lucas-Buchanan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Billings, MT

CRD 5195756

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2011-05-11
CA RA APPROVED 2009-01-14
TX RA APPROVED 2009-01-13
  • MT RA
    APPROVED
    Since 2011-05-11
  • CA RA
    APPROVED
    Since 2009-01-14
  • TX RA
    APPROVED
    Since 2009-01-13

Branch Locations

3412 Colton Blvd, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Rancho Santa Fe CA 01/2009 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Rancho Santa Fe, CA
Previous Registrations
  • 2008-01-03 → 2009-01-14
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2007-11-16
Other Names
  • Kayla Valene Lucas
  • Kayla Valene Lucas-Buchanan
  • Kayla V Buchanan

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
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Nearby Investors

ROBERT CHARLES BECK
BRIAN STEPHEN LETHERT
Matthew Innecken Stroud

Nearby Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT

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