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Kayla V Lucas-Buchanan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Billings, MT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2011-05-11
CA RA APPROVED 2009-01-14
TX RA APPROVED 2009-01-13
  • MT RA
    APPROVED
    Since 2011-05-11
  • CA RA
    APPROVED
    Since 2009-01-14
  • TX RA
    APPROVED
    Since 2009-01-13

Branch Locations

3412 Colton Blvd, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Rancho Santa Fe CA 01/2009 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Rancho Santa Fe, CA
Previous Registrations
  • 2008-01-03 → 2009-01-14
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-16
  • S66 Uniform Combined State Law Examination
    2007-11-16
Other Names
  • Kayla Valene Lucas
  • Kayla Valene Lucas-Buchanan
  • Kayla V Buchanan

View on SEC IAPD

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