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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| PA | RA | APPROVED | 2019-08-07 |
Branch Locations
180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Hollidaysburg | PA | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hollidaysburg | PA | 11/2016 | 08/2019 |
| Stifel Nicolaus & Co Inc | Altoona | PA | 08/2019 | Present |
1. Holy Trinity Catholic School- Finance Committee;700 8th Ave Altoona PA 16601;Oversee finances of the school-Set the budget with full board approval;finance committee member;work on budget,review financial statements;10/1/15; 2 hr/mo;not during securities trading hours;not investment related. 2. Hollidaysburg Area Education Foundation;401 Clark St Hollidaysburg PA 16648;Distibute grants for educational programs and material/software purchases;Board member;Decisions on grants and oversight of the Executive Director;11/15/1995;2 hr/mo; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-15 |
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