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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-29 |
| UT | RA | APPROVED | 2009-01-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Ogden | UT | 01/2009 | Present |
| Bank Of America, N.A. | Ogden | UT | 02/2012 | Present |
I*1692372, Entity Type Fiduciary, Name of OBA: MLPF& S CUST FPO R D W IRA FBO R D W Address: Phoenix, Arizona, 85085 Investment Related: Yes Position, Title, Association: Executor, Power of Attorney, Successor Trustee Employee Start Date: 21-Oct-2024 No Hours: 1 monthly No Hours during trading:1 monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-17 |
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