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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-15 |
| IL | RA | APPROVED | 2016-05-24 |
Branch Locations
303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Geneva | IL | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
Outside Employment; Blue Balloons; AFA for financial advisory practice; Manage advisory business; 303 E Wacker Drive, Suite 1575, Chicago, IL, 60601; Investment-Related; 01/10/2022; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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