Helen Maria Scannapieco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → 12/2018
  Northeast Securities, Llc
  Mitchel Field, NY
• 11/2018 → Present
  Western International Securities, Inc.
  Pasadena, CA
• 11/2016 → 11/2018
  Northeast Asset Management Llc
  Mitchel Field, NY
• 06/2025 → Present
  Lpl Financial Llc
  Hicksville, NY

Previous Registrations

• 2018-11-28 → 2025-06-05
  Western International Securities, Inc.
  Hicksville, NY
  Hicksville, NY
  Massapequa, NY
• 2016-12-01 → 2018-12-11
  Northeast Asset Management Llc
  Hicksville, NY
  Miami, FL

Other Businesses

1- 06/2025 - HELEN M SCANNAPIECO - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2020 - 10 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-02

Designations

• Certified Financial Planner

Other Names

• Maria H. Scannapieco
• Helen M Scannapieco
• Maria Helen Scannapieco