Jeffrey Peter Stephan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Eustis, FL

Previous Registrations

• 2003-10-10 → 2009-09-29
  Mutual Service Corporation
  Boston, MA
  Eustis, FL
• 1996-02-28 → 2003-10-30
  Walnut Street Advisers Inc
  Leesburg, FL

Other Businesses

(1) 8/17/2012: Stephan Financial Services - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - Owner - Agent - Sale of group and individual health insurance products-Sale and service of group and individual health insurance - 15% TIME SPENT. (2) 8/21/2012: Lake Eustis Chamber of Commerce - Community, Civic and Charitable Board - NOT INV REL - AT REPORTED BUSINESS LOCATION - Board of Directors for Eustis Chamber of Commerce, Activities chairman - 3% TIME SPENT. (3) 10/29/2012: Stephan Financial Services - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. (4) 6/15/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/06/2020 - 2 Hours Per Month During Securities Trading - Sell term life insurance. (5) 6/19/2020 - The Porch Band - Not Investment Related - Home Based - Other-Musician - Started 08/07/2020 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-12-22
• S63 Uniform Securities Agent State Law Examination
  2013-01-31

Other Names

• Jeff Stephan