Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-05-13 |
Branch Locations
119 South Trade Street Suite 101, Matthews, NC 28105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life Company | Des Moines | IA | 07/1981 | 05/2020 |
| Self Employed | Charlotte | NC | 01/1991 | 05/2020 |
| Capital Analysts, Incorporated | Matthews | NC | 11/1992 | 05/2020 |
| Lincoln Investment | Matthews | NC | 06/2012 | 05/2020 |
| Commonwealth Financial Network | Waltham | MA | 05/2020 | Present |
| Sterling Financial Group | Matthews | NC | 05/2020 | Present |
1.President and Owner, Sterling Financial Group, Inc., a private entity est. to facilitate securities, advisory, and insurance business; As of 01/01/90; 5% time spent during regular business hours; Conducted at branch; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'Sterling Financial Group, Inc.'; As of 05/01/20; 10% time spent during regular business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-22 |
Reach out to this advisor