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James Leslie Pekelder

Ameriprise Financial Services, LLC

Omaha, NE

Omaha, NE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-05-14
TX RA APPROVED_RES 2019-05-13
  • NE RA
    APPROVED
    Since 2019-05-14
  • TX RA
    APPROVED_RES
    Since 2019-05-13

Branch Locations

13710 Fnb Pkwy Ste 100, Omaha, NE 68154-5298 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 05/2019
Ameriprise Financial Services, Inc. Omaha NE 05/2019 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-09
S63 Uniform Securities Agent State Law Examination 1983-11-17
  • S65 Uniform Investment Adviser Law Examination
    1999-02-09
  • S63 Uniform Securities Agent State Law Examination
    1983-11-17
Other Names
  • James Leslie Pekelder
  • James L Pekelder
  • James Pekelder

View on SEC IAPD

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