Shana Lesch Ballard

Employer firm

Mission Creek Capital Partners, Inc. CRD 151514

$742M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 04/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 04/2018 → 08/2019
  Personal Financial Consultants, Inc.
  Lafayette, CA
• 08/2019 → 12/2019
  Ep Wealth Advisors
  Torrance, CA
• 06/2020 → 08/2020
  Brio Financial Group
  San Francisco, CA
• 01/2020 → 06/2020
  Unemployed
  San Francisco, CA
• 04/2021 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2020 → 04/2021
  Unemployed
  Oakland, CA
• 04/2025 → Present
  Mission Creek Capital Partners
  San Francisco, CA

Previous Registrations

• 2021-05-26 → 2025-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  New York, NY
• 2020-06-04 → 2020-08-17
  Brio Financial Group
  San Francisco, CA
• 2019-08-29 → 2020-02-14
  Ep Wealth Advisors
  Torrance, CA
  Lafayette, CA
• 2018-09-14 → 2019-09-06
  Personal Financial Consultants Securities Corporation
  Pleasant Hill, CA
• 2017-09-28 → 2018-04-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  Mill Valley, CA
• 2010-07-01 → 2015-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Haven, FL
  San Francisco, CA
• 2007-03-21 → 2010-05-28
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
  San Francisco, CA
• 2006-12-04 → 2007-01-17
  Ameriprise Financial Services, Llc
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-04-05

Designations

• Certified Financial Planner

Other Names

• Shana Leann Lesch
• Shana L Lesch
• Shana Lesch