John Berton Teetsel

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2011-02-14

AZ RA
APPROVED

Since 2011-02-14

Branch Locations

Scottsdale Kierland 1,14624 North Scottsdale Road Suite 190, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co	Scottsdale	AZ	04/2009	Present

04/2009 → Present

Oppenheimer & Co

Scottsdale, AZ

Other Businesses

NEW VISTAS ACADEMY INC IT IS NOT INVESTMENT RELATED NATURE OF BUSINESS IS A PRIVATE SCHOOL. F C IS SECRETARY SINCE 1994. HE DEVOTES O HRS TO THE BIZ ONLY SIGNS CORPORATE DOCUMENTS ONCE A YEAR DURING ANNUAL UPATES. HIS WIFE RUNS THE BUSINESS. PROPRIETOR OF STARLING LANEBOATWORKS, NOT INVESTMENT RELATED. 4-5 HOURS WEEKEND DAYS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-10
S63	Uniform Securities Agent State Law Examination	1983-10-26

S65 Uniform Investment Adviser Law Examination

2011-02-10
S63 Uniform Securities Agent State Law Examination

1983-10-26