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John David Darer

Groove Financial Advisors, LLC

Stamford, CT

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Current Employers
Groove Financial Advisors, Llc

43 Harbor Drive Unit 309, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-09
  • CT RA
    APPROVED
    Since 2018-02-09

Branch Locations

43 Harbor Drive Unit 309, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advocacy Wealth Management Services, Llc Atlanta GA 01/2013 12/2016
4Structures.COm, Llc Stamford CT 02/2000 Present
Groove Financial Services Stamford CT 07/2017 Present
  • 01/2013 → 12/2016
    Advocacy Wealth Management Services, Llc
    Atlanta, GA
  • 02/2000 → Present
    4Structures.COm, Llc
    Stamford, CT
  • 07/2017 → Present
    Groove Financial Services
    Stamford, CT
Previous Registrations
Other Businesses

NAME: 4STRUCTURES.COM LLC INV RELATED: N ADD: 43 HARBOR DR UNIT 309 STAMFORD CT NATURE: WORK W/ ATTY'S, INSURANCE CO. & PLAINTIFFS ON FINANCIAL ISSUES RELATED TO RESOLUTION OF LITIGATION AND DISPUTES TITLE: CEO START: 02/00 DUTIES: REGISTERED SETTLEMENT PLANNER& STRUCTURED SETTLEMENT CONSULTANT HR/MNTHLY: 140 HR DURING TRADING: 140 NAME: BROKER W/SEVERAL CARRIERS INV RELATED: N ADD: 43 HARBOR DR UNIT 309 STAMFORD CT NATURE: SALES & SERVICES OF INS PRODUCTS TITLE: BROKER START: 07/1983 DUTIES SALES & SERVICES OF INS PRODUCTS HR/MNTHLY: MINIMAL HR DURING TRADING: MINIMAL NAME: REFERRAL TO SEVERAL TRUST COMPANIES INV RELATED: N ADD: 43 HARBOR DR UNIT 309 STAMFORD CT NATURE: PART OF SETTLEMENT PLANNING TITLE: REFERRER DUTIES: SALES & SERVICES OF SETTLEMENT PLANNING START: 02/00 HR/MONTHLY: MINIMAL HR DURING TRADING: MINIMAL ADVOCACY WEALTH MANAGEMENT INVESTMENT RELATED COMPENSATION VIA FEES REGISTERED INVESTMENT ADVISOR INVESTMENT ADVISOR REPRESENTATIVE & CONSULTANT START DATE 2/2013 20 HRS/MONTH DUTIES INCLUDE RIA FOR RISK ADVERS INJURY VICTIMS, LITG AND FINANCIAL ADVISORY SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-07
S63 Uniform Securities Agent State Law Examination 1985-05-03
  • S66 Uniform Combined State Law Examination
    2006-01-07
  • S63 Uniform Securities Agent State Law Examination
    1985-05-03
Designations

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