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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-12-16
  • CA RA
    APPROVED
    Since 2010-12-16

Branch Locations

414 Yale Avenue Suite A, Claremont, CA 91711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Los Angeles CA 06/1983 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/1984 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/1983 → Present
    Northwestern Mutual Life
    Los Angeles, CA
  • 04/1984 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-20
  • S63 Uniform Securities Agent State Law Examination
    1990-12-20
Designations
Other Names
  • Jeff A Wells

View on SEC IAPD

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Other Investors

Other Offices

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