Gregory Kevin Maloney

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 09/1996 → Present
  Cgaa Inc
  Hauppauge, NY

Other Businesses

CGAA INC POSITION: SVP NATURE: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 120 START DATE: 09/02/1996 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES VIRIDIAN ENERGY POSITION: ASSOCIATE NATURE: ELECTRIC, NATURAL GAS AND SOLAR INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/09/2014 ADDRESS: 1055 WASHINGTON BLVD, STAMFORD CT 06901 DESCRIPTION: REFERRING PEOPLE TO UTILITY COMPANY EFN, INC. POSITION: President NATURE: Started corporation with partner.To date NO activities or services of ANY kind have been performed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2006 ADDRESS: 229 hallock rd, stony brook NY 11790 DESCRIPTION: Started corporation with partner.To date NO activities or services of ANY kind have been performed.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-12