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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2004 | Present |
| Cgaa Inc | Hauppauge | NY | 09/1996 | Present |
CGAA INC POSITION: SVP NATURE: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 120 START DATE: 09/02/1996 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES VIRIDIAN ENERGY POSITION: ASSOCIATE NATURE: ELECTRIC, NATURAL GAS AND SOLAR INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/09/2014 ADDRESS: 1055 WASHINGTON BLVD, STAMFORD CT 06901 DESCRIPTION: REFERRING PEOPLE TO UTILITY COMPANY EFN, INC. POSITION: President NATURE: Started corporation with partner.To date NO activities or services of ANY kind have been performed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2006 ADDRESS: 229 hallock rd, stony brook NY 11790 DESCRIPTION: Started corporation with partner.To date NO activities or services of ANY kind have been performed.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-12 |
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