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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-12-14
KS RA APPROVED 2009-12-11
  • TX RA
    APPROVED_RES
    Since 2009-12-14
  • KS RA
    APPROVED
    Since 2009-12-11

Branch Locations

1 N Main St Ste 616, Hutchinson, KS 67501 • United States

Hutchinson, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hutchinson KS 12/2009 03/2020
Ameriprise Financial Services, Llc Hutchinson KS 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2009-12-14
    Hutchinson, KS
  • 1997-12-16 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hutchinson, KS
    Hutchinson, KS
    St. Louis, MO
Other Businesses

Board of Directors; Kansas Crime Stoppers; Advisor; 1821 S. State St, , Iola, KS, 66749; Not Investment-Related; 10/01/1999; 1 to 9 hours per month; 1 to 9 during trading hours / Reno County Catbackers, Inc.; President; K-State Alumni Assoc., 1720 Anderson Ave, , Manhattan, KS, 66506; Not Investment-Related; 07/01/2014; 1 to 9 hours per month; 0 during trading hours / Crime Stoppers USA, Inc.; Life Time Member, At-Large Director, Executive Committee; PO Box 64066, , Virgina Beach, VA, 23467; Not Investment-Related; 11/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours / Crime Stoppers of Reno County; Immediate Past Bd Chair; PO Box 1447, , Hutchinson, KS, 67504; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-01
  • S63 Uniform Securities Agent State Law Examination
    1984-05-01
Other Names
  • Elaine Cloyd

View on SEC IAPD

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