Jerry Leon Gruber

Current Employers

Employment History

• 10/2015 → 05/2017
  National Planning Corporation
  Englewood, CO
• 06/2017 → 05/2018
  Dfpg Investments, Inc.
  Sandy, UT
• 05/2018 → Present
  Ameriprise Financial Services Inc
  Englewood, CO

Previous Registrations

• 2018-05-25 → 2018-12-31
  Ameriprise Financial Services, Llc
  Greenwood Village, CO
• 2017-06-28 → 2018-05-25
  Dfpg Investments, Llc
  Englewood, CO
  Englewood, CO
  South Jordan, UT
  Sandy, UT
  South Jordan, UT
• 2015-10-08 → 2017-06-09
  National Planning Corporation
  Englewood, CO
  El Segundo, CA
• 2010-09-30 → 2015-10-23
  First Allied Advisory Services, Inc.
  Englewood, CO
• 2004-09-08 → 2010-10-07
  Greenbook Investment Management, Inc.
  Greenwood Village, CO
• 2004-08-20 → 2004-12-01
  Xelan Financial Planning, Inc.
  Greenwood Village, CO
• 2003-01-14 → 2004-07-26
  Xelan Financial Planning, Inc.
  Greenwood Village, CO
• 2001-12-20 → 2003-01-15
  Xelan Investment Services, Inc.
  Englewood, CO
• 2000-02-16 → 2002-12-31
  Xelan Inc
  Greenwood Village, CO

Other Businesses

Real Estate Ownership; Commercial; Englewood, CO 80112; not Investment Related; Dec 2012. Business Ownership; NEOPP Consulting; Director of Marketing; Consulting; Englewood, CO 80112; Not Investment Related; Dec 2018; 0 hours per month; 0 during trading hours./ Rocky Mountain Financial Consultants, Inc; President; Consulting; Englewood, CO 80112; not Investment Related; Sep 1999; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-14
• S63 Uniform Securities Agent State Law Examination
  1993-03-10

Designations