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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

662 Main Street, Port Jefferson, NY 11777 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donohue & Associates, Inc. Port Jefferson NY 01/1983 Present
Eugene J Donohue Inc Port Jefferson NY 01/1983 Present
  • 01/1983 → Present
    Donohue & Associates, Inc.
    Port Jefferson, NY
  • 01/1983 → Present
    Eugene J Donohue Inc
    Port Jefferson, NY
Other Businesses

1 -- SKILLES UNLIMITED, 405 LOCUST AVE OAKDALE NY 11769, NOT INVESTMENT RELATED, 2% TIME DEVOTED, DIRECTOR - 2 -- JMB MASS MUTUAL,NO ADDRESS GIVEM, NOT INVESTMENT RELATED, 2% TIME INVESTMENT, SALES REP - JMB 3 -- EUGENE J DONOHUE INC. POSITION: PRESIDENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO HOURS: 120 INVESTMENT RELATED HOURS: 6 START DATE: 01/01/1983 ADDRESS: 662 MAIN ST., PORT JEFFERSON NY 11777 DESCRIPTION: SELLING INSURANCE PRODUCTS 4 -- RENTAL PROPERTY POSITION: PARTNER NATURE: RENTAL OF HOUSING INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 11/01/2013 ADDRESS: 662 MAIN ST., PORT JEFFERSON NY 11777 DESCRIPTION: OWN PROPERTY THAT I RENT OUT. COLLECT RENT ON A MONTHLY BASIS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-04-24
  • S63 Uniform Securities Agent State Law Examination
    2007-04-24

View on SEC IAPD

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