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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-06-15
  • TX RA
    APPROVED_RES
    Since 2012-06-15

Branch Locations

8501 N. Scottsdale Road Suite 250, Scottsdale, AZ 85253 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Scottsdale AZ 06/2012 Present
  • 06/2012 → Present
    Raymond James And Associates
    Scottsdale, AZ
Previous Registrations
Other Businesses

(1) BLIMPIE OF NEW MEXICO (DBA CARLTON MEDIA GROUP) ADDRESS: PHOENIX, AZ NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: OFFICER - SECRETARY INVESTMENT RELATED:NO START DATE: 06/19/2012 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NONE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-15
S63 Uniform Securities Agent State Law Examination 1983-12-22
  • S65 Uniform Investment Adviser Law Examination
    1994-09-15
  • S63 Uniform Securities Agent State Law Examination
    1983-12-22
Other Names
  • Bob Parker

View on SEC IAPD

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