William Marc Ozburn

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  National Planning Corp
  Fort Mill, SC
• 10/2017 → Present
  Kestra Investment Services, Llc
  Fort Mill, SC
• 10/2017 → Present
  Kestra Advisory Services, Llc
  Fort Hill, SC

Previous Registrations

• 2001-12-31 → 2017-10-17
  National Planning Corporation
  Fort Mill, SC
  Lancaster, SC

Other Businesses

Business Name: Ozburn Financial Services Inc Investment Related: Yes Address: 1926 Coltharp Rd Fort Mill SC 29715 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 10/16/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment ServicesBusiness Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor Start Date: 10/16/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-31
• S63 Uniform Securities Agent State Law Examination
  1983-12-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Marc Ozburn