Richard Victor Nicolich

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 06/2018
  Lpl Financial
  Rocky Point, NY
• 06/2018 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-07-31 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2012-04-16 → 2018-06-19
  Lpl Financial Llc
  Rocky Point, NY
  Morristown, NJ
  Rocky Point, NY
• 2011-08-10 → 2012-04-09
  Invest Financial Corporation
  Port Jefferson, NY
  Appleton, WI
  Smithtown, NY
• 2003-11-05 → 2011-08-10
  Uvest Financial Services Group, Inc.
  Smithtown, NY
  Riverhead, NY
  Bethpage, NY
  Pt. Jefferson Station, NY
  Bethpage, NY

Other Businesses

1. INSURANCE BROKER. 2. AMERICAN PORTFOLIOS ADVISORS, INC. RIA, FEE BASED ADVISORY BUSINESS.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-19
• S63 Uniform Securities Agent State Law Examination
  1984-01-20