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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
102 Main Street South, Suite 206, Hutchinson, MN 55350 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westlund Associates | Hutchinson | MN | 02/1983 | Present |
| Westlund Investments | Hutchinson | MN | 01/1980 | Present |
| Voya Financial Advisors | Hutchinson | MN | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:Westlund Associates; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; DBA; co-owner, treasurer; 1/1/1983; 160; 160; DBA for sales of securities and insurance products. 2. NAME OF ENTITY:Westlund Investements; No; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; Real estate rentals; Owner; 1/1/1985; 4; 4; Own properties in Colorado and Minnesota. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/15/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:Gas wells in Grady County Oklahoma.; Yes; 530 Campbell Court NW; Hutchinson; MN; 55350; 3/4 gas wells.; Self; 12/1/2017; 0; 0; No Duties 5. NAME OF ENTITY:DAVID WESTLUND-Notary; No; 102 S Main St #206; Hutchinson; MN; 55350; NOTARY PUBLIC; NOTARY PUBLIC; 8/14/2006; 0; 0; NOTARIZE DOUCMENTS 6. NAME OF OTHER BUSINESS: BEAVER CREEK WEST CONDOMINIUM ASSN.; INVESTMENT RELATED: NO; ADDRESS: 117 LAKE ST; AVON; COLORADO; 81620; NATURE OF BUSINESS: CONDO HOMEOWNER ASSN.; START DATE: 01/01/1999; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND ABOUT 6 MEETINGS ANNUALLY BY PHONE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-29 |
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