Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

102 Main Street South, Suite 206, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westlund Associates Hutchinson MN 02/1983 Present
Westlund Investments Hutchinson MN 01/1980 Present
Voya Financial Advisors Hutchinson MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/1983 → Present
    Westlund Associates
    Hutchinson, MN
  • 01/1980 → Present
    Westlund Investments
    Hutchinson, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Hutchinson, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Westlund Associates; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; DBA; co-owner, treasurer; 1/1/1983; 160; 160; DBA for sales of securities and insurance products. 2. NAME OF ENTITY:Westlund Investements; No; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; Real estate rentals; Owner; 1/1/1985; 4; 4; Own properties in Colorado and Minnesota. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 102 MAIN ST SOUTH STE 206; HUTCHINSON; MN; 55350; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/15/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:Gas wells in Grady County Oklahoma.; Yes; 530 Campbell Court NW; Hutchinson; MN; 55350; 3/4 gas wells.; Self; 12/1/2017; 0; 0; No Duties 5. NAME OF ENTITY:DAVID WESTLUND-Notary; No; 102 S Main St #206; Hutchinson; MN; 55350; NOTARY PUBLIC; NOTARY PUBLIC; 8/14/2006; 0; 0; NOTARIZE DOUCMENTS 6. NAME OF OTHER BUSINESS: BEAVER CREEK WEST CONDOMINIUM ASSN.; INVESTMENT RELATED: NO; ADDRESS: 117 LAKE ST; AVON; COLORADO; 81620; NATURE OF BUSINESS: CONDO HOMEOWNER ASSN.; START DATE: 01/01/1999; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND ABOUT 6 MEETINGS ANNUALLY BY PHONE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-05
S63 Uniform Securities Agent State Law Examination 1983-11-29
  • S65 Uniform Investment Adviser Law Examination
    1998-11-05
  • S63 Uniform Securities Agent State Law Examination
    1983-11-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hutchinson, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor