Stephen Curtis Lawler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1984 → Present
  Stephen Lawler & Associates
  Naples, FL
• 12/1978 → Present
  Stephen C Lawler
  Peoria, IL
• 03/2015 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 04/2015 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Peoria, IL
• 04/2014 → Present
  Lawler Financial
  Naples, FL

Previous Registrations

• 1997-11-16 → 2021-12-31
  Lawler Financial Advisory Corporation
  Peoria, IL
• 2015-03-31 → 2020-11-12
  First Allied Advisory Services, Inc.
  Peoria, IL
  San Diego, CA

Other Businesses

1. LIFE INSURANCE & ANNUITY PRODUCTS VARIABLE AGENT, PART TIME; 2. NAME OF OTHER BUSINESS: STEPHEN LAWLER AND ASSOCIATES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: BUSINESS EXPENSE MANAGEMENT, , START DATE: 04/1984, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, MAT BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PAY BUSINESS EXPENSES; 3. NAME OF OTHER BUSINESS: LAWLER FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2014, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-04-27

Designations

• Chartered Financial Consultant

Other Names

• Steve Lawler
• Stephen Curtis Lawler
• Stephen Curtis Lawler