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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-03-19 |
Branch Locations
415 Richard Jackson Blvd Ste 206A, Panama City Beach, FL 32407 • United States
2401 Regency Rd Ste 104, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Lexington | KY | 07/2016 | Present |
| Primerica Financial Services | Lexington | KY | 02/2016 | Present |
| Lexington Fayette Urban County Government | Lexington | KY | 10/2011 | 12/2024 |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Urban League of Lexington Fayette County, Not investment related, Lexington, KY 40508, Compliance Coordinator (1099), 80 hours committed per month (80 hours during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-19 |
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