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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-03-19
  • KY RA
    APPROVED
    Since 2018-03-19

Branch Locations

415 Richard Jackson Blvd Ste 206A, Panama City Beach, FL 32407 • United States

2401 Regency Rd Ste 104, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Lexington KY 07/2016 Present
Primerica Financial Services Lexington KY 02/2016 Present
Lexington Fayette Urban County Government Lexington KY 10/2011 12/2024
  • 07/2016 → Present
    Lexington, KY
  • 02/2016 → Present
    Primerica Financial Services
    Lexington, KY
  • 10/2011 → 12/2024
    Lexington Fayette Urban County Government
    Lexington, KY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Urban League of Lexington Fayette County, Not investment related, Lexington, KY 40508, Compliance Coordinator (1099), 80 hours committed per month (80 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-01
S63 Uniform Securities Agent State Law Examination 2016-08-19
  • S65 Uniform Investment Adviser Law Examination
    2018-02-01
  • S63 Uniform Securities Agent State Law Examination
    2016-08-19
Other Names
  • Paula Jean Bond
  • Paula Jean King Bond
  • Paula King
  • Paula Jean King

View on SEC IAPD

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