Scott Lester Harvey

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2017
  Securevest Financial Group, Inc.
  Morristown, NJ
• 06/2014 → 11/2016
  Unemployed
  Basking Ridge, NJ
• 10/2023 → 11/2024
  Pruco Securities Llc
  Basking Ridge, NJ
• 01/2018 → 10/2023
  Theia Analytics Group
  Washington Dc, DC
• 05/2017 → 01/2018
  Unemployed
  Basking Ridge, NJ
• 04/2024 → Present
  The Prudential Insurance Company Of America
  Basking Ridge, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Basking Ridge, NJ

Previous Registrations

• 2024-01-26 → 2024-11-14
  Pruco Securities, Llc.
  Basking Ridge, NJ
• 2004-04-02 → 2006-01-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2003-01-03 → 2004-04-01
  Morgan Stanley Dw Inc.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-01-25
• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1984-07-02

Other Names

• Scott Lester Harvey
• Scott Lester Harvey
• Scott L Harvey