Mitchell Mark Eisenberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2005 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1995-02-14 → 2003-01-28
  Nathan & Lewis Securities, Inc.
  New York, NY

Other Businesses

1) SELF EMPLOYED AS TAX PREPARER, SINCE 1999, WORK OUT OF OFFICE AT 500A GRAND ST,STE 1D, NY, NY. NOT INVESTMENT RELATED. BUSINESS IS SEASONAL WITH AVERAGE OF LESS THAN 1 HR MONTH/ LESS THAN 1 HR MONTH DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) Grand Financial 45 Boulder Ridge RD Scarsdale NY 10583. 2/1/1995. Tax Preparer. Not investment related, 15/yearly, 0/trading 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/28/2005

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-27

Other Names

• Mitch Eisenberg