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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-09 |
Branch Locations
923 Saw Mill River Rd. Apt 130, Ardsley, NY 10502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2005 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) SELF EMPLOYED AS TAX PREPARER, SINCE 1999, WORK OUT OF OFFICE AT 500A GRAND ST,STE 1D, NY, NY. NOT INVESTMENT RELATED. BUSINESS IS SEASONAL WITH AVERAGE OF LESS THAN 1 HR MONTH/ LESS THAN 1 HR MONTH DURING TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) Grand Financial 45 Boulder Ridge RD Scarsdale NY 10583. 2/1/1995. Tax Preparer. Not investment related, 15/yearly, 0/trading 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/28/2005
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-27 |
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