Catherine Ann Zieman

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 10/2016
  Neuberger Berman Llc
  West Palm Beach, FL
• 10/2016 → 05/2019
  Field Point Private
  West Palm Beach, FL
• 05/2019 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2016-09-21 → 2019-05-23
  Dominari Securities Llc
  West Palm Beach, FL
• 2013-05-02 → 2016-07-12
  Neuberger Berman Bd Llc
  West Palm Beach, FL
• 2001-08-08 → 2009-12-31
  Northern Trust Securities, Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1) High Pointe International Equestrian Tours, travel agency, 10130 Northlake Blvd. West Palm Beach, FL 33412. Managing Partner. It is run by computer. No hours devoted during securities trading. Devote 4 weekend hours per month to update website. It is a hobby. Not an investment related activity. 2) Consultant to Personal Representatives: consultant since September 2023. Duties include education on personal representative's responsibilities and answering questions. Devote approximately 40 hours per month, none during trading hours. Investment related activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-06

Designations

• Certified Financial Planner

Other Names

• Catherine A Hovancak