Paul Shannon Freyer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 09/2018
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 09/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2018 → 12/2024
  B.RIley Wealth Management, Inc.
  Memphis, TN
• 07/2022 → 12/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 12/2024 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2022-08-25 → 2024-12-24
  B. Riley Wealth Advisors, Inc.
  New York, NY
  Bronx, NY
  Stamford, CT
• 2018-09-18 → 2022-12-31
  B. Riley Wealth Management
  New York, NY
  Bronx Ny, NY
  Stamford, CT
• 2012-06-08 → 2018-09-17
  Morgan Stanley
  New York, NY
  New York, NY

Other Businesses

1 - 11/2024 - PF741 Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 60 Hours/Month - 6 Hours During Trading - CT 06901 - OBA Start Date: 12/3/2024.

Exams

• S66 Uniform Combined State Law Examination
  2012-06-06