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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-01-30
  • MA RA
    APPROVED
    Since 2023-01-30

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Oakton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Vienna VA 06/2014 12/2016
Pnc Investments Pittsburgh PA 12/2016 04/2017
Pnc Bank Washington DC 12/2016 04/2017
Ascensus College Savings Record Keeping Services, Llc Newton MA 04/2017 Present
  • 06/2014 → 12/2016
    Scottrade, Inc.
    Vienna, VA
  • 12/2016 → 04/2017
    Pnc Investments
    Pittsburgh, PA
  • 12/2016 → 04/2017
    Pnc Bank
    Washington, DC
  • 04/2017 → Present
    Ascensus College Savings Record Keeping Services, Llc
    Newton, MA
Previous Registrations
  • 2017-04-24 → 2017-04-28
    Washington, DC
  • 2004-03-24 → 2004-12-17
    Curian Capital, Llc
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-21
S63 Uniform Securities Agent State Law Examination 1984-03-28
  • S66 Uniform Combined State Law Examination
    2017-04-21
  • S63 Uniform Securities Agent State Law Examination
    1984-03-28
Other Names
  • David W Rydzeski

View on SEC IAPD

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