Thomas Boushall Valentine

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 09/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA

Previous Registrations

• 2009-06-29 → 2021-09-03
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Other Businesses

1. LOAN, INV RELATED, NEW YORK, NY, START 5/3/2014, ZERO HOURS PER MONTH, ZERO DURING TRADING. 2. CO-TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; RICHMOND, VA; START 1/1/1990; 2 HRS PER MONTH; 0 HRS DURING TRADING. 3. VALENTINE WALNUT LLC; INV. RELATED; RICHMOND, VA; 19.56% OWNERSHIP WITH SPOUSE; START 1/2012; 3 HRS PER MONTH, 3 HRS DURING TRADING, REAL ESTATE. 4. TRUSTEE OF SPOUSAL TRUST FOR CHILDREN; INV. RELATED; RICHMOND, VA; START 12/27/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING. 5. TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; NEW ORLEANS, LA; START 1/1/2010; 0 HRS PER MONTH. 6. TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; NEW ORLEANS, LA; START 1/1/2010; 0 HRS PER MONTH. 7. TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; NEW ORLEANS, LA; START 1/1/2010; 0 HRS PER MONTH. 8. TRUSTEE FOR SON'S TRUST; INV. RELATED; NEW ORLEANS, LA; START 1/1/2010; 0 HRS PER MONTH. 9. TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; NEW ORLEANS, LA; START 1/1/2010; 0 HRS PER MONTH. 10. LOAN, INV RELATED, RICHMOND, VA, START 12/23/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING. 11. RVA2LGA INVESTORS LLC, INV RELATED, RICHMOND, VA, 11.84% OWNERSHIP, START 3/1/2018, 3 HOURS PER MONTH/3 DURING TRADING, NO DUTIES. 12. CO-TRUSTEE FOR DECEASED MOTHER'S IRREVOCABLE TRUST; INV. RELATED; RICHMOND, VA; START 3/5/2018; 8 HRS PER MONTH; 0 HRS DURING TRADING. 13. LOAN, INV RELATED, RICHMOND, VA, START 2/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-26
• S63 Uniform Securities Agent State Law Examination
  1984-09-18