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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-11-12
  • WA RA
    APPROVED
    Since 2020-11-12

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 05/2004 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Seattle WA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 05/2004 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Seattle, WA
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Seattle, WA
  • 2004-05-17 → 2012-07-02
    First Allied Securities, Inc.
    Seattle, WA
    Seattle, WA
    Oakland, CA
    Oakland, CA
  • 1998-03-04 → 2004-05-17
    Ragen Mackenzie Investment Services, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-16
S63 Uniform Securities Agent State Law Examination 1983-09-22
  • S65 Uniform Investment Adviser Law Examination
    1998-01-16
  • S63 Uniform Securities Agent State Law Examination
    1983-09-22
Other Names
  • Pat Mcdevitt

View on SEC IAPD

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