Phillip Sheridan Hugart

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2003-01-27

IL RA
APPROVED

Since 2003-01-27

Branch Locations

Port Byron, IL • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Occidental	Port Byron	IL	11/1985	Present

11/1985 → Present

Transamerica Occidental

Port Byron, IL

Other Businesses

1. Team Insurance, Port Byron, IL. Insurance sales. Owner since 9/2002. Sales & Service of Life & Health Insurance and occasional fixed annuity. Approximately 10-15 hours a month are devoted to this activity all during trading hours. Not an investment related activity. Commission based income. 2. INSURANCE SALES; INVESTMET RELATED; EAST MOLINE, IL; OUTSIDE INSURANCE SALES; AGENT; ACTIVITY BEGAN 02/2002; I DEVOTE APPX 5-10 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS TO CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-25
S63	Uniform Securities Agent State Law Examination	1990-10-12

S65 Uniform Investment Adviser Law Examination

2003-01-25
S63 Uniform Securities Agent State Law Examination

1990-10-12

Other Names

Butch Hugart

View on SEC IAPD